Legacy

A Rich History in Active Management

Spectrum Financial, Inc. was established in 1986 as a registered investment advisor (RIA) with the objective of actively managing the markets through separately managed account strategies. Each strategy was built to provide a risk managed alternative for our clients, but also provide competitive returns to outperform benchmarks over time. In 2013 Spectrum Financial launched its first mutual fund, the Spectrum Low Volatility Fund and in 2015 its second, the Spectrum Active Advantage Fund. Each mutual fund is strategically built to provide an investor exposure to each fund’s asset class, but do it efficiently by side stepping the draw-downs inherent in buy-and-hold alternatives. This is achieved with fundamental and technical analysis tools, 30+ years of experience, and a dedication to provide an investor with a risk managed investing experience.